In this video host Julian Hince is joined by Peter Grimmett, Head of Fund Regulatory Development for M&G. Peter looks at how MiFID could affect the business model of firms going forward, focusing on 3 aspects of investor protection; inducements, complex/non complex UCITs and product intervention.
To claim your CPD for watching this video, you will need to watch it on M&G's video platform, http://www.iviewtv.com/learning/business-matters/
Filmed March 2014
This video has been created for training purposes. All content regarding regulatory development is M&G's interpretation of future legislation, and our view is subject to change without notice. This information should not be regarded as confirmation of how your firm may be specifically impacted by regulatory change or relied upon as legal advice. This presentation is not a financial promotion and should not be regarded as a recommendation or as financial advice. Issued by M&G Securities Limited which is authorised and regulated by the Financial Conduct Authority and provides investment products. The registered office is Laurence Pountney Hill, London, EC4R 0HH. Registered in England No. 90776
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